-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Gi+cIkPI8B/7mEgPjdpR1cwwbBCO3lbaMg0FW1U/FtYcD6aLllNdw3EtR3R5Hqa3 F+LJmejM8BZ2z1PQtAQrPg== 0000950131-03-000686.txt : 20030214 0000950131-03-000686.hdr.sgml : 20030214 20030214102832 ACCESSION NUMBER: 0000950131-03-000686 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 20030214 GROUP MEMBERS: KENT A. KIRK, M.D. GROUP MEMBERS: KIRK EYE CENTER, S.C. GROUP MEMBERS: SCOTT H. KIRK, M.D. SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: NOVAMED EYECARE INC CENTRAL INDEX KEY: 0001086939 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MANAGEMENT SERVICES [8741] IRS NUMBER: 364116193 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-58295 FILM NUMBER: 03563360 BUSINESS ADDRESS: STREET 1: 980 N MICHIGAN AVENUE STREET 2: SUITE 1620 CITY: CHICAGO STATE: IL ZIP: 60611 BUSINESS PHONE: 3126644100 MAIL ADDRESS: STREET 1: 980 N MICHIGAN AVENUE STREET 2: SUITE 1620 CITY: CHICAGO STATE: IL ZIP: 60611 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: KIRK FAMILY LP CENTRAL INDEX KEY: 0001106482 IRS NUMBER: 364088572 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 7427 LAKE STREET CITY: RIVER FOREST STATE: IL ZIP: 60305 BUSINESS PHONE: 3126644100 MAIL ADDRESS: STREET 1: 7427 LAKE STREET CITY: RIVER FOREST STATE: IL ZIP: 60305 SC 13G/A 1 dsc13ga.txt AMENDMENT NO. 1 TO SCHEDULE 13G SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 29549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO 13d-2(b) (Amendment No. 1)* NOVAMED EYECARE, INC. ------------------------------------------------------------ (Name of Issuer) COMMON STOCK, par value $.01 per share ------------------------------------------------------------ (Title of Class of Securities) 66986W 10 8 ------------------------------------------------------------ (CUSIP Number) December 31, 2002 ------------------------------------------------------------ (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [_] Rule 13d-1(b) [_] Rule 13d-1(c) [X] Rule 13d-1(d) ---------------- *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). SCHEDULE 13G - --------------------- ------------------- CUSIP No. 66986W 10 8 Page 2 of 16 Pages - --------------------- ------------------- - -------------------------------------------------------------------------------- 1. NAME OF REPORTING PERSONS I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY) KIRK FAMILY LIMITED PARTNERSHIP - -------------------------------------------------------------------------------- 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [_] (b) [X] - -------------------------------------------------------------------------------- 3. SEC USE ONLY - -------------------------------------------------------------------------------- 4. CITIZENSHIP OR PLACE OF ORGANIZATION GEORGIA - -------------------------------------------------------------------------------- 5. SOLE VOTING POWER 2,338,977 ------------------------------------------------------------ NUMBER OF 6. SHARED VOTING POWER SHARES -0- ------------------------------------------------------------ BENEFICIALLY 7. SOLE DISPOSITIVE POWER OWNED BY 2,338,977 ------------------------------------------------------------ EACH REPORTING 8. SHARED DISPOSITIVE POWER PERSON WITH -0- - -------------------------------------------------------------------------------- 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 2,338,977 - -------------------------------------------------------------------------------- 10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [_] - -------------------------------------------------------------------------------- 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 10.4% - -------------------------------------------------------------------------------- 12. TYPE OF REPORTING PERSON* PN - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! SCHEDULE 13G - --------------------- ------------------- CUSIP No. 66986W 10 8 Page 3 of 16 Pages - --------------------- ------------------- - -------------------------------------------------------------------------------- 1. NAME OF REPORTING PERSONS I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY) KIRK EYE CENTER, S.C. - -------------------------------------------------------------------------------- 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [_] (b) [X] - -------------------------------------------------------------------------------- 3. SEC USE ONLY - -------------------------------------------------------------------------------- 4. CITIZENSHIP OR PLACE OF ORGANIZATION ILLINOIS - -------------------------------------------------------------------------------- 5. SOLE VOTING POWER -0- ------------------------------------------------------------ NUMBER OF 6. SHARED VOTING POWER SHARES 2,338,977 ------------------------------------------------------------ BENEFICIALLY 7. SOLE DISPOSITIVE POWER OWNED BY -0- ------------------------------------------------------------ EACH REPORTING 8. SHARED DISPOSITIVE POWER PERSON WITH 2,338,977 - -------------------------------------------------------------------------------- 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 2,338,977 - -------------------------------------------------------------------------------- 10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [_] - -------------------------------------------------------------------------------- 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 10.4% - -------------------------------------------------------------------------------- 12. TYPE OF REPORTING PERSON* CO - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! SCHEDULE 13G - --------------------- ------------------- CUSIP No. 66986W 10 8 Page 4 of 16 Pages - --------------------- ------------------- - -------------------------------------------------------------------------------- 1. NAME OF REPORTING PERSONS I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY) SCOTT H. KIRK, M.D. - -------------------------------------------------------------------------------- 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [_] (b) [X] - -------------------------------------------------------------------------------- 3. SEC USE ONLY - -------------------------------------------------------------------------------- 4. CITIZENSHIP OR PLACE OF ORGANIZATION U.S.A - -------------------------------------------------------------------------------- 5. SOLE VOTING POWER 199,517 ------------------------------------------------------------ NUMBER OF 6. SHARED VOTING POWER SHARES 2,338,977 ------------------------------------------------------------ BENEFICIALLY 7. SOLE DISPOSITIVE POWER OWNED BY 199,517 ------------------------------------------------------------ EACH REPORTING 8. SHARED DISPOSITIVE POWER PERSON WITH 2,338,977 - -------------------------------------------------------------------------------- 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 2,538,494 - -------------------------------------------------------------------------------- 10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [_] - -------------------------------------------------------------------------------- 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 11.3% - -------------------------------------------------------------------------------- 12. TYPE OF REPORTING PERSON* IN - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! SCHEDULE 13G - --------------------- ------------------- CUSIP No. 66986W 10 8 Page 5 of 16 Pages - --------------------- ------------------- - -------------------------------------------------------------------------------- 1. NAME OF REPORTING PERSONS I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY) KENT A. KIRK, M.D. - -------------------------------------------------------------------------------- 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [_] (b) [X] - -------------------------------------------------------------------------------- 3. SEC USE ONLY - -------------------------------------------------------------------------------- 4. CITIZENSHIP OR PLACE OF ORGANIZATION U.S.A - -------------------------------------------------------------------------------- 5. SOLE VOTING POWER 154,247 ------------------------------------------------------------ NUMBER OF 6. SHARED VOTING POWER SHARES 2,338,977 ------------------------------------------------------------ BENEFICIALLY 7. SOLE DISPOSITIVE POWER OWNED BY 154,247 ------------------------------------------------------------ EACH REPORTING 8. SHARED DISPOSITIVE POWER PERSON WITH 2,338,977 - -------------------------------------------------------------------------------- 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 2,493,224 - -------------------------------------------------------------------------------- 10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [_] - -------------------------------------------------------------------------------- 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 11.1% - -------------------------------------------------------------------------------- 12. TYPE OF REPORTING PERSON* IN - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! - --------------------- ------------------- CUSIP No. 66986W 10 8 Page 6 of 16 Pages - --------------------- ------------------- Item 1(a) Name of Issuer: NovaMed Eyecare, Inc. Item 1(b) Address of Issuer's Principal Executive Offices: 980 North Michigan Avenue Suite 1620 Chicago, Illinois 60611 Item 2(a) Name of Person Filing: Kirk Family Limited Partnership Kirk Eye Center, S.C. Scott H. Kirk, M.D Kent A. Kirk, M.D. Item 2(b) Address of Principal Business Office or, if None, Residence: Kirk Family Limited Partnership 7427 Lake Street River Forest, Illinois 60305 Kirk Eye Center, S.C. 7427 Lake Street River Forest, Illinois 60305 Scott H. Kirk, M.D. 7427 Lake Street River Forest, Illinois 60305 Kent A. Kirk, M.D. 7427 Lake Street River Forest, Illinois 60305 - --------------------- ------------------- CUSIP No. 66986W 10 8 Page 7 of 16 Pages - --------------------- ------------------- Item 2(c) Citizenship: Kirk Family Limited Partnership: Georgia Kirk Eye Center, S.C.: Illinois Scott H. Kirk, M.D.: U.S.A. Kent A. Kirk, M.D.: U.S.A. Item 2(d) Title of Class of Securities: Common Stock, par value $.01 per share Item 2(e) CUSIP Number: 66986W 10 8 Item 3. If this Statement is Filed Pursuant to Rule 13d-1(b) or 13d-2(b) or (c), Check Whether the Person Filing is a: Not Applicable. Item 4. Ownership: (a) Amount Beneficially Owned: Kirk Family Limited Partnership: 2,338,977 Kirk Eye Center, S.C.: 2,338,977/(1)/ Scott H. Kirk, M.D.: 2,538,494/(2)(3)/ Kent A. Kirk, M.D.: 2,493,224/(4)/ (b) Percent of Class: Kirk Family Limited Partnership: 10.4% Kirk Eye Center, S.C.: 10.4%/(1)/ Scott H. Kirk, M.D.: 11.3%/(2)(3)/ Kent A. Kirk, M.D.: 11.1%/(4)/ (c) Number of shares as to which person has: Kirk Family Limited Partnership: (i) sole power to vote or to direct the vote: 2,338,977 - --------------------- ------------------- CUSIP No. 66986W 10 8 Page 8 of 16 Pages - --------------------- ------------------- (ii) shared power to vote or to direct the vote: -0- (iii) sole power to dispose or to direct the disposition of: 2,338,977 (iv) shared power to dispose or to direct the disposition of: -0- Kirk Eye Center, S.C.: (i) sole power to vote or to direct the vote: -0- (ii) shared power to vote or to direct the vote: 2,338,977/(1)/ (iii) sole power to dispose or to direct the disposition of: -0- (iv) shared power to dispose or to direct the disposition of: 2,338,977/(1)/ Scott H. Kirk, M.D.: (i) sole power to vote or to direct the vote: 199,517/(3)/ (ii) shared power to vote or to direct the vote: 2,338,977/(2)/ (iii) sole power to dispose or to direct the disposition of: 199,517/(3)/ (iv) shared power to dispose or to direct the disposition of: 2,338,977/(2)/ - --------------------- ------------------- CUSIP No. 66986W 10 8 Page 9 of 16 Pages - --------------------- ------------------- Kent A. Kirk, M.D.: (i) sole power to vote or to direct the vote: 154,247 (ii) shared power to vote or to direct the vote: 2,338,977/(4)/ (iii) sole power to dispose or to direct the disposition of: 154,247 (iv) shared power to dispose or to direct the disposition of: 2,338,977/(4)/ - ---------- /(1)/ Kirk Eye Center, S.C. ("KEC") is the general partner of Kirk Family Limited Partnership ("KFLP"). In such capacity, KEC has voting and investment power with respect to the shares held by KFLP and, therefore, may be deemed to be the beneficial owner of the shares held by KFLP. /(2)/ Dr. Scott Kirk is an officer, director and 50% shareholder of KEC. In such capacity, Dr. Scott Kirk may be deemed to be the beneficial owner of the shares directly held by KFLP. /(3)/ Includes 16,670 shares of common stock issuable upon exercise of options that are exercisable within 60 days of December 31, 2002. /(4)/ Dr. Kent Kirk is an officer, director and 50% shareholder of KEC. In such capacity, Dr. Kent Kirk may be deemed to be the beneficial owner of the shares directly held by KFLP. - --------------------- ------------------- CUSIP No. 66986W 10 8 Page 10 of 16 Pages - --------------------- ------------------- Item 5. Ownership of Five Percent or less of a Class: Not Applicable. Item 6. Ownership of More than Five Percent on Behalf of Another Person: Not Applicable. Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company: Not Applicable. Item 8. Identification and Classification of Members of the Group: Not Applicable. Item 9. Notice of Dissolution of Group: Not Applicable. Item 10. Certification: Not Applicable. - --------------------- ------------------- CUSIP No. 66986W 10 8 Page 11 of 16 Pages - --------------------- ------------------- SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: February 13, 2003 KIRK FAMILY LIMITED PARTNERSHIP By: Kirk Eye Center, S.C., its General Partner By: /S/ SCOTT H. KIRK, M.D. ----------------------------- Its: President - --------------------- ------------------- CUSIP No. 66986W 10 8 Page 12 of 16 Pages - --------------------- ------------------- SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: February 13, 2003 KIRK EYE CENTER, S.C. By: /s/ SCOTT H. KIRK, M.D. --------------------------------- Its: President - --------------------- ------------------- CUSIP No. 66986W 10 8 Page 13 of 16 Pages - --------------------- ------------------- SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: February 13, 2003 By: /s/ SCOTT H. KIRK, M.D. ---------------------------------- Scott H. Kirk, M.D. - --------------------- ------------------- CUSIP No. 66986W 10 8 Page 14 of 16 Pages - --------------------- ------------------- SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: February 13, 2003 By: /s/ KENT A. KIRK, M.D. ---------------------------------- Kent A. Kirk, M.D. - --------------------- ------------------- CUSIP No. 66986W 10 8 Page 15 of 16 Pages - --------------------- ------------------- Exhibit Index Page No. -------- 1. Joint Filing Agreement dated February 13, 2003 by and among 16 Kirk Family Limited Partnership, Kirk Eye Center, S.C., Scott H. Kirk, M.D., and Kent A. Kirk, M.D. EX-99.1 3 dex991.txt JOINT FILING AGREEMENT - --------------------- ------------------- CUSIP No. 66986W 10 8 Page 16 of 16 Pages - --------------------- ------------------- EXHIBIT 1 JOINT FILING Kirk Family Limited Partnership, Kirk Eye Center, S.C., Scott H. Kirk, M.D. and Kent A. Kirk, M.D. agree that the Schedule 13G to which this Agreement is attached is being filed on behalf of each of Kirk Eye Center, S.C., Scott H. Kirk, M.D. and Kent A. Kirk, M.D. Date: February 13, 2003 KIRK FAMILY LIMITED PARTNERSHIP By: Kirk Eye Center, S.C., its General Partner By: /s/ SCOTT H. KIRK, M.D. ----------------------------- Its: President KIRK EYE CENTER, S.C. By: /s/ SCOTT H. KIRK, M.D. ----------------------------------- Its: President By: /s/ SCOTT H. KIRK, M.D. ----------------------------------- Scott H. Kirk, M.D. By: /s/ KENT A. KIRK, M.D. ----------------------------------- Kent A. Kirk, M.D. -----END PRIVACY-ENHANCED MESSAGE-----